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2911 Turtle Creek Blvd. Suite 840
Dallas, TX 75219



Investors should carefully consider the investment objectives, risks, charges, and expenses of the Ballast Small/Mid Cap ETF.  This and other important information about the ETF is contained in the Prospectus, which can be obtained at or by calling (866) 383-6468.  The Prospectus should be read carefully before investing.  The Ballast Small/Mid Cap ETF is distributed by Northern Lights Distributors, LLC, member FINRA/SIPC.  Northern Lights Distributors, LLC and Ballast Management are not affiliated.