MGMT is an Active Exchange-Traded Fund (ETF) trading on the NYSE. Ballast Asset Management, MGMT’s adviser specializes in investing in great management teams leading great business in the small capitalization segment of the market. As an Active ETF, our focus is not to represent a small cap index; we seek to outperform it while taking less risk.

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Investment Objective

The Ballast Small/Mid Cap ETF seeks to generate positive risk adjusted returns by actively investing in equity securities of small and midsize U.S.Companies led by great management teams.

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2911 Turtle Creek Blvd. Suite 840, Dallas, TX 75219

Investors should carefully consider the investment objectives, risks, charges, and expenses of the Ballast Small/Mid Cap ETF.  This and other important information about the ETF is contained in the Prospectus, which can be obtained at or by calling (866) 383-6468.  The Prospectus should be read carefully before investing.  The Ballast Small/Mid Cap ETF is distributed by Northern Lights Distributors, LLC, member FINRA/SIPC.  Northern Lights Distributors, LLC and Ballast Management are not affiliated.